Foster Stockbroking

Dealing and Settlement

Foster Stockbroking has an experienced team of dealers providing investment advice and equities dealing services to clients. We have an extensive distribution network across Australia, Asia, UK and the US. Our client base predominantly comprises traditional long institutions, strategic investors, hedge funds, family offices and high net worth individuals.

 

Pershing Securities Australia Pty Ltd (Pershing) is our Third Party Clearer and undertakes our settlement and clearing obligations. Pershing is a wholly owned subsidiary of BNY Mellon. Pershing is a Participant of the ASX Group and is licensed under the Corporations Act, AFSL no 338264.

Our experienced settlements and administration team is available to resolve any settlement and clearing queries that may arise.

Financial Services Guide (FSG)

This Financial Services Guide contains information about the services Foster Stockbroking Pty Ltd (FSB) is licensed to provide. The FSG also provides information on remuneration paid to FSB and outlines how we deal with complaints. It also includes information on how to buy and sell shares and the settlement processes and procedures involved. This FSG guide should be read in conjunction with the FSG of Pershing Securities Australia Pty Ltd, which is our Clearing and Settlement Agent (see the settlements section of this FSG), as well as the explanations and disclosures contained in the client application agreement.

Click below to view the guide as a PDF.

Financial Services Guide

(12-Nov-2018)

Pershing Securities Australia FSG

(12-Nov-2018)