Equities Dealing and Settlement

Our Equities Dealing team have long term relationships with the major institutional investors in Australia, North America, Europe and Asia, focused on providing high conviction investment ideas to clients across a range of sectors for both emerging company stocks under research coverage as well as trading ideas for small, mid and large capitalisation stocks.

Our clients also receive the benefit of participation in corporate transactions for pre-IPO, primary and secondary equity capital raisings as well as block trades.

Our Equities Dealing team consist of a group highly experienced professionals spanning research sales, sales trading and trade execution.

Pershing Securities Australia Pty Ltd (Pershing) is our Third Party Clearer undertaking settlement and clearing obligations. Our experienced settlements administration team is available to resolve any settlement and clearing queries that may arise.